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ptsd 2010 - Bva Cue For Ptsd Back To 1982
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carlie
2/16/2010
BVA Decision grants an effective date back to Oct. 1982 for PTSD
38 CFR 3.156©
http://www4.va.gov/vetapp10/files1/1004548.txt
Citation Nr: 1004548
Decision Date: 01/29/10 Archive Date: 02/16/10
DOCKET NO. 08-10 060A ) DATE
)
)
THE ISSUE
Whether a June 23, 2004, decision of the Board of Veterans'
Appeals (Board) denying entitlement to an effective date
earlier than June 6, 2000, for the grant of service
connection for posttraumatic stress disorder (PTSD) should
be revised or reversed based on clear and unmistakable error
(CUE).
REPRESENTATION
Moving party represented by: Joseph R. Moore, Attorney at
Law
ATTORNEY FOR THE BOARD
M. Riley, Associate Counsel
INTRODUCTION
The moving party (hereinafter referred to as "the Veteran")
served on active duty from June 1971 to August 1973. This
matter is before the Board in response to an April 2008
motion alleging CUE in a June 23, 2004, Board decision,
which, in pertinent part, determined that an effective date
earlier than June 6, 2000, was not warranted for the grant
of service connection for PTSD.
FINDINGS OF FACT
1. The June 2004 Board decision denied an effective date
prior to June 6, 2000, for the grant of service connection
for PTSD.
2. The statutory or regulatory provisions then extant in
June 2004 were not correctly applied by the Board, and the
failure to apply those laws and regulations effected a
result that would have been manifestly different but for the
error.
CONCLUSION OF LAW
The June 23, 2004 Board decision's failure to consider the
provisions of 38 C.F.R. § 3.156© (2003) was clear and
unmistakable error; but for the error, an earlier effective
date of October 18, 1982, was warranted for the grant of
service connection for PTSD. 38 U.S.C.A. § 7111 (West
2002); 38 C.F.R. § 3.156©, 3.400(q)(2) (2003); 38 C.F.R.
§ 20.1403 (2009).
REASONS AND BASES FOR FINDINGS AND CONCLUSION
The Veterans Claims Assistance Act of 2000 (VCAA) describes
VA's duty to notify and assist claimants in substantiating a
claim for VA benefits. 38 U.S.C.A. §§ 5100, 5102, 5103,
5103A, 5107, 5126 (West 2002 & Supp. 2009); 38 C.F.R. §§
3.102, 3.156(a), 3.159, 3.326(a) (2009). The Court has held
that the VCAA is not applicable to motions for revision of a
Board decision on the grounds of CUE. Livesay v. Principi,
15 Vet. App. 165 (2001).
Any party to a Board decision can make a motion to have the
decision revised or reversed on the grounds of CUE. 38
U.S.C.A. § 7111 (West 2002); 38 C.F.R. §§ 20.1400(a),
20.1401(b) (2009).
Motions for review of prior Board decisions on the grounds
of CUE are adjudicated pursuant to the Rules of Practice of
the Board, found at 38 C.F.R. Part 20. Rule 1403, found at
38 C.F.R. § 20.1403, relates to what constitutes CUE and
what does not, and provides that: clear and unmistakable
error is a very specific and rare kind of error. It is the
kind of error, of fact or law, that when called to the
attention of later reviewers compels the conclusion, to
which reasonable minds could not differ, that the result
would have been manifestly different but for the error.
Generally, either the correct facts, as they were known at
the time, were not before the Board, or the statutory and
regulatory provisions extant at the time were incorrectly
applied. 38 C.F.R. § 20.1403(a).
A finding of CUE in a prior Board decision must be based on
the record and the law that existed when that decision was
made. 38 C.F.R. § 20.1403(b).
To warrant revision of a Board decision on the grounds of
CUE, there must have been an error in the Board's
adjudication of the appeal which, had it not been made,
would have manifestly changed the outcome when it was made.
If it is not absolutely clear that a different result would
have ensued, the error complained of cannot be clear and
unmistakable. 38 C.F.R. § 20.1403©.
Rule 1403 offers the following examples of situations that
are not clear and unmistakable error. (1) Changed
diagnosis. A new medical diagnosis that "corrects" an
earlier diagnosis considered in a Board decision. (2) Duty
to assist. The Secretary's failure to fulfill the duty to
assist. (3) Evaluation of evidence. A disagreement as to
how the facts were weighed or evaluated. 38 C.F.R. §
20.1403(d).
If the evidence establishes CUE, an undebateable, outcome-
determinative error, the prior decision must be reversed or
revised, and the decision constituting reversal or revision
has the same effect as if the decision had been made on the
date of the prior decision. 38 U.S.C.A. § 7111.
In a decision dated June 23, 2004, the Board determined that
an effective date earlier than June 6, 2000, was not
warranted for the grant of service connection for PTSD. The
Board noted that the Veteran was initially denied service
connection for PTSD in an October 1988 Board decision.
Thereafter, he attempted to reopen his claim in 1992 and
1998, but was denied in rating decisions issued by the
Regional Office (RO) in Baltimore, Maryland, in September
1992 and January 1999. As the Veteran did not appeal either
denial of his claim, the Board found that the 1992 and 1999
rating decisions became final. 38 U.S.C.A. § 7105 (West
2002); 38 C.F.R. §§ 20.302, 20.1103 (2003).
The Veteran filed another claim to reopen on June 6, 2000
and was granted entitlement to service connection for PTSD
in a January 2002 rating decision, with an effective date of
June 6, 2000. The Board concluded that the since the
September 1992 and January 1999 rating decisions were final,
an effective date earlier than June 6, 2000, was not
appropriate based on the 1992 and 1998 claims to reopen.
In addition, the record did not establish that a claim to
reopen had been received in the period between the January
1999 rating decision denying the claim to reopen and the
June 6, 2000, application to reopen.
In April 2008 the Veteran filed a motion for revision of the
Board's June 23, 2004, decision that complied with the
requirements for a valid motion of CUE 38 C.F.R.
§ 20.1403(a) (2009). The Veteran argued that the Board
committed CUE when it did not consider whether an earlier
effective date was warranted under the provisions of 38
C.F.R. § 3.156© (2003), which authorized an effective date
as early as the date of the original claim if a disability
award was based on new and material evidence consisting of
supplemental service reports or misplaced official service
department records. The Veteran argued that the RO's
January 2002 rating decision reopened and granted his claim
for service connection for PTSD based on additional records
submitted by the Veteran that included original service
department records. Therefore, the failure of the Board to
consider an earlier effective date under 38 C.F.R.
§ 3.156© in June 2004 was CUE.
As noted above, a finding of CUE in a prior Board decision
must be based on the record and the law that existed when
that decision was made. 38 C.F.R. § 20.1403(b). With
respect to 38 C.F.R. § 3.156©, the Board acknowledges that
effective September 6, 2006, the definition of new and
material evidence as it pertains to service department
records was amended and expanded.
The version of 38 C.F.R. § 3.156© in effect at the time of
the Board's June 2004 decision, together with 38 C.F.R.
§ 3.400(q)(2), established that the effective date of an
award could relate back to the date of the original claim or
date entitlement arose when new and material evidence
included supplemental reports from the service department or
official service department records that had been misplaced.
38 C.F.R. §§ 3.156©, 3.400(q)(2) (2003).
The June 2005 proposal to amend 38 C.F.R. § 3.156© stated
that § 3.156© suggested that reconsideration of a claim
may occur only if the service department records "presumably
have been misplaced and have now been located." New and
Material Evidence, 70 Fed.Reg. 35,388 (proposed June, 20,
2005) (codified at 38 C.F.R. pt. 3). The proposal to amend
also noted that in practice, VA did not limit its
reconsideration to "misplaced" service department records.
VA intended the reference to misplaced records as an example
of the type of service department records that may have been
unavailable and the proposed revision to § 3.156© would
remove this ambiguity and reflect current practices. Id.
In Vigil v. Peake, 22 Vet. App. 63 (2008), the Court
determined that it was appropriate to interpret the pre-
amended version of 38 C.F.R. § 3.156© in accordance with
the clarifying statements contained in the Secretary's
proposed rule. Vigil, 22 Vet. App. at 65 (2008).
Therefore, although 38 C.F.R. § 3.156© (2003) was amended
subsequent to the Board's June 2004 decision, the Court and
the June 2005 proposal make clear that the interpretation of
the regulation was not altered. See 38 C.F.R. § 20.1403(e)
(2009). Hence, in determining whether the June 2004 Board
decision contains CUE, the Board will not limit its
consideration to whether the grant of service connection was
based on receipt of only supplemental service records or
misplaced official service records, but will instead
consider whether any official service records were the basis
for the award of service connection.
The January 2002 rating decision granting service connection
for PTSD noted that the Veteran's claim had been previously
denied because the evidence did not establish his diagnoses
of PTSD were supported by verified stressors. The decision
to reopen and grant the claim was based on additional
evidence submitted by the Veteran including medical records,
buddy statements, and copies of unit histories for the 377th
Air Force Base Wing dated from July to December 1972. These
unit histories established that the Bien Hoa Air Base in the
Republic of Vietnam was subjected to significant rocket and
mortar attacks during the time of the Veteran's Vietnam
service with the 377th Air Force.
The unit histories submitted by the Veteran constitute
official service department records. In Vigil, the Court
held that unit records provided to the RO by the U.S. Armed
Services Center for Research of Unit Records (USASCRUR)
constituted official service department records. Although
the records in this case were submitted by the Veteran
himself, they are the type of records that are typically
provided by the U.S. Army and Joint Services Records
Research Center (JSRRC) (formerly USASCRUR). In fact, in
June 1985, the RO asked that the U.S. Army and Joint
Services Environmental Support Group (ESG), to furnish
copies of applicable unit histories as part of a PTSD
research request. Instead of providing copies of the unit
histories as requested, the ESG summed up the results of
their research in a July 1985 letter. The ESG characterized
the rocket and mortar attacks against Bien Hoa Air Base
during the time of the Veteran's service as occurring on
average once every six weeks and involving a relatively
small number of shells.
Upon review of the unit histories submitted by the Veteran,
the RO found in their January 2002 rating decision that the
magnitude and measure of the rocket and mortar attacks
closely approximated those reported by the Veteran. The RO
then determined that satisfactory evidence of the Veteran's
claimed stressors had been submitted and reopened and
granted the claim. Hence, the award of service connection
for PTSD in the January 2002 rating decision was predicated
on the official service department records, i.e. unit
histories, submitted by the Veteran.
As the award of service connection for PTSD in the January
2002 rating decision was based on official service
department records, the provisions of 38 C.F.R. § 3.156©
(2003) were for application and should have been considered
by the Board in its June 2004 decision denying an earlier
effective date for the grant of service connection.
Therefore, the regulatory provisions extant at the time of
the June 2004 Board decision were incorrectly applied. 38
C.F.R. § 20.1403(a).
In addition, the Board's failure to consider 38 C.F.R.
§ 3.156© was outcome determinative as the decision would
have been manifestly different if the law was correctly
applied. As noted above, 38 C.F.R. § 3.156©(2003),
together with 3.400(q)(2), provided that the effective date
of an award of service connection based on new and material
evidence consisting of service department records, was the
later of the date entitlement arose or the date of receipt
of the earlier claim.
The Veteran's initial claim for service connection for PTSD
was received on October 18, 1982. The medical evidence of
record establishes that the earliest evidence of PTSD dates
from October 15, 1982, when the Veteran complained of
symptoms associated with classic PTSD based on his combat
experiences in Vietnam during a psychiatric examination at
the Martinsburg VA Medical Center (VAMC). The correct
effective date for the grant of service connection for PTSD
is therefore October 18, 1982, the date his initial claim
was received and several days after entitlement to PTSD
arose.
With application of 38 C.F.R. § 3.156©, an earlier
effective date of October 18, 1982, is warranted for the
grant of service connection for PTSD. CUE has been found in
the June 23, 2004, Board decision insofar that it denied
entitlement to an effective date earlier than June 6, 2000,
for the grant of service connection for PTSD.
ORDER
There was CUE in the June 23, 2004, Board decision; that
decision is amended to the extent that an earlier effective
date of October 18, 1982, is granted for the award of
service connection for PTSD.
____________________________________________
Mary Gallagher
Veterans Law Judge, Board of Veterans' Appeals
Department of Veterans Affairs
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