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evandc
STAY placed on veterans claims sbmitted as a result of the Haas vs Nicholson
decision
Office of the Chairman
Board of Veterans' Appeals
Washington, D.C. 20420
Date: September 21, 2006
MEMORANDUM
NO. 01-06-24
SUBJ: PROCESSING OF CLAIMS FOR COMPENSATION BASED ON EXPOSURE TO HERBICIDES
AFFECTED BY HAAS v. NICHOLSON-IMPOSITION OF STAY
1. REFERENCES
a. Haas v. Nicholson, No. 04-491 (U.S. Vet. App. August 16, 2006).
b. 38 U.S.C. 1116; 38 C.F.R. §§ 3.307, 3.309, 3.313.
c. VA Adjudication Procedure Manual M21-1, Part III, 4.08(k)(1)-(2) (Nov.
1991).
2. PURPOSE OF THIS MEMORANDUM
The purpose of this memorandum is to implement a stay, by direction of the
Secretary, on the adjudication of cases affected by the recent decision issued
by the U.S. Court of Appeals for Veterans Claims (Court) in Haas v. Nicholson,
No. 04-491 (U.S. Vet. App. August 16, 2006), as well as to set forth
procedures for handling affected cases.
3. BACKGROUND
a. In its recent decision in Haas, the Veterans Claims Court reversed a
decision of the Board of Veterans' Appeals (BVA or Board), which denied
service connection for diabetes mellitus, with peripheral neuropathy,
nephropathy, and retinopathy as a result of exposure to herbicides. The
Board determined that, although the appellant had served in the waters off
the shore of the Republic of Vietnam, such service did not warrant
application of the presumption of herbicide exposure because the appellant
never set foot on land in that country.
b. In reversing the Board's decision, the Court held that a VA manual
provision, VA Adjudication Procedure Manual M21-1, Part III, 4.08(k)(1)-(2)
(Nov. 1991), created a presumption of herbicide exposure based on receipt of
the Vietnam Service Medal for purposes of service connection for diseases
associated with herbicide exposure. In so holding, the Court found the
manual provision to be a substantive rule and invalidated a subsequent
amendment to that provision. The Court also found that neither the statute
nor the regulation governing herbicide exposure claims precludes application
of the presumption of herbicide exposure to persons who served aboard ship in
close proximity to the Republic of Vietnam.
c. Accordingly, for the purpose of applying the presumption of exposure to
herbicides under 38 C.F.R. § 3.307(a)(6)(iii), the Court in Haas held that
"service in the Republic of Vietnam" will, in the absence of contradictory
evidence, be presumed based upon the veteran's receipt of a Vietnam Service
Medal, without any additional proof required that a veteran who served in
waters offshore of the Republic of Vietnam actually set foot on land.
d. The Department of Veterans Affairs (VA) Office of the General Counsel
(OGC) is preparing a recommendation that the Department of Justice (DOJ)
appeal Haas to the U.S. Court of Appeals for the Federal Circuit.
e. There are a potentially large number of cases on appeal (exact number not
known) that may be affected by Haas. In order to avoid burdens on the
adjudication system, delays in the adjudication of other claims, and
unnecessary expenditure of resources through remand or final adjudication of
claims based on court precedent that may ultimately be overturned on appeal,
the Secretary of Veterans Affairs issued a memorandum on September 21, 2006,
directing the Board to stay action on and refrain from remanding all claims
for service connection based on exposure to herbicides in which the only
evidence of exposure is the receipt of the Vietnam Service Medal or service
on a vessel off the shore of Vietnam.
f. As directed by the Secretary, this stay will remain in effect until such
time as either the Secretary's September 21, 2006, memorandum is rescinded,
or the General Counsel provides advice and instructions to the Board upon
resolution of the ongoing litigation. As further noted by the Secretary,
"This guidance is not intended to affect the ability of Board members to
exercise their independent discretion in the resolution of questions
presented in individual appeals."
4. IDENTIFICATION AND SCOPE
a. The specific claims affected by the stay include all claims for service
connection based on exposure to herbicides in which the only evidence of
exposure is the receipt of the Vietnam Service Medal or service on a vessel
off the shore of Vietnam.
b. Any cases not affected by the Court's decision in Haas, such as (1)
claims based on herbicide exposure in which it is clearly established on
record that the veteran did set foot in the Republic of Vietnam, or (2)
claims based on herbicide exposure in which the veteran did not set foot in
Vietnam, did not receive the Vietnam Service Medal, and did not serve off
shore of Vietnam, should continue to be processed in the usual manner.
5. VETERANS LAW JUDGE/COUNSEL HANDLING OF AFFECTED CASES
a. Notation. Upon identifying a claim that is subject to the stay, a
Veterans Law Judge (VLJ) or staff counsel should make a notation in the lower
right-hand corner of the Appeals Cover Sheet that it is a "HAAS HERBICIDE
STAY CLAIM."
b. Single-issue cases. Affected single-issue cases, as well as cases
involving an issue that is inextricably intertwined thereto (such as claims
for a total disability rating based on individual unemployability (TDIU) or
service connection for a disability as secondary to the stayed claim for
service connection based on herbicide exposure), should be forwarded to the
Decision Team Support Unit for processing in accordance with paragraph 6
below.
c. Multiple-issue cases. Some multiple-issue cases may contain issues that
are subject to the stay and others that are not. In such cases, the Board
must adjudicate, as appropriate, all issues that are not subject to the stay.
See BVA Directive 8430, para. 13 (May 17, 1999). Cases where other claims
are being adjudicated and/or remanded should contain language in the
"Introduction" that is substantially similar to the following:
The United States Court of Appeals for Veterans Claims (Court) issued a
decision in Haas v. Nicholson, No. 04-491 (U.S. Vet. App. August 16, 2006),
that reversed a decision of the Board of Veterans' Appeals (Board) which
denied service connection for disabilities claimed as a result of exposure to
herbicides. The United States Department of Veterans Affairs (VA) disagrees
with the Court's decision in Haas and is seeking to have this decision
appealed to the United States Court of Appeals for the Federal Circuit. To
avoid burdens on the adjudication system, delays in the adjudication of other
claims, and unnecessary expenditure of resources through remand or final
adjudication of claims based on court precedent that may ultimately be
overturned on appeal, on September 21, 2006, the Secretary of Veterans Affairs
imposed a stay at the Board on the adjudication of claims affected by Haas.
The specific claims affected by the stay include those involving claims based
on herbicide exposure in which the only evidence of exposure is the receipt of
the Vietnam Service Medal or service on a vessel off the shore of Vietnam.
Once a final decision is reached on appeal in the Haas case, the adjudication
of any cases that have been stayed will be resumed.
d. After the decision and/or remand, if any, has been signed, the VLJ should
forward the case to the Decision Team Support Unit for processing in
accordance with paragraph 6 below. For any issue being stayed, the "Stay"
disposition should be chosen when a counsel or VLJ checks out a case using
the Attorney Check In or Automated DAS programs. The name of the stay to be
chosen in the drop-down box is "Herbicide - Haas v. Nicholson."
6. MANAGEMENT AND ADMINISTRATION HANDLING OF AFFECTED CASES
a. Central Case Storage. The Central Case Storage Unit, within the Intake
Unit, will continue to distribute all cases to the Decision Teams and
Appellate Group, following normal procedures as set forth in the Board's
Central Case Storage Procedure Manual (August 18, 2006). VLJs and Board
counsel will ultimately decide if a particular appeal is subject to the stay.
No action to stay a case may be initiated by an administrative staff member,
except upon direction of a VLJ or Board Counsel.
b. Decision Team Support: Identification of a Stayed Case. Upon receipt of
a file which indicates in the lower right-hand corner of the Appeals Cover
Sheet that it includes one or more issues subject to the stay, as identified
by the notation "HAAS HERBICIDE STAY CLAIM," the Decision Team Support Unit
reviewer should make the appropriate entry in VACOLS to reflect the existence
of the stay. The name of the stay is "Herbicide - Haas v. Nicholson."
c. Procedure.
(1) Single-issue cases. For single-issue cases in which the only issue on
appeal is a claim affected by the stay, as well as cases involving an issue
that is inextricably intertwined thereto, and for which a Board decision is
not presently being issued, the Decision Team Support Unit will retain and
store the claims folder during the period of the stay. Upon receipt of the
claims folder and a determination that the case is subject to the stay, the
Decision Team Support Unit will send a letter to the appellant and/or the
appellant's designated representative, as appropriate. The letter will
notify the appellant of the stay imposed on the processing of certain
compensation claims, and that an adjudication of the claim(s) will be
deferred pending the appeal by VA of the CAVC's decision in Haas. Once a
final decision is reached on appeal in the Haas case, the adjudication of
any cases that have been stayed will be resumed.
(2) Multiple-issue cases. In multiple-issue cases where the Board is
finally disposing of and/or remanding some of the issues that are not
subject to the stay, action should be taken to dispatch the decision and/or
remand in accordance with normal procedures, making sure that appropriate
controls have been put in place with respect to the issue or issues being
stayed. Upon dispatch, the claims folder should be returned to the
appropriate agency of original jurisdiction/regional office in the usual
manner, and the Board's Appeals Cover Sheet folder should be forwarded to
the Decision Team Support Unit for retention during the period of the stay.
7. COURT REMAND CASES
A case containing a claim affected by the Haas stay that has been returned to
the Board by the Court of Appeals for Veterans Claims will generally be
handled in the same manner as non-Court remand cases. However, the
Litigation Support Division (01C2) will attempt to identify affected
single-issue cases, as well as cases involving an issue that is inextricably
intertwined thereto, and prepare and dispatch notification letters before
they are forwarded to the Decision Teams. Any questions concerning an
affected Court remand case should be raised with the Chief Counsel for
Operations or, in her absence, the Chief Counsel for Policy or the Senior
Deputy Vice Chairman.
8. RESCISSION
This memorandum is effective until expressly rescinded, modified, or superseded.
James P. Terry
Chairman
DISTRIBUTION: COE (FOR BVA USE ONLY)
Director, Compensation and Pension Service (21)
Acting VA General Counsel (02)
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